Saturday, March 31, 2012

Corporate Resiliency: Managing the Growing Risk of Fraud and Corruption For Sale





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Corporate Resiliency: Managing the Growing Risk of Fraud and Corruption is written for members of boards of directors and audit committees, senior executives, those who advise or report to them, and those responsible for managing fraud and corruption risks. It describes in plain English terms a proactive fraud and corruption risk management process that can enhance corporate resiliency. The authors provide practical insights and highlight traps to avoid. Quotes from their interviews of business executives provide international perspectives regarding changes in fraud and corruption risks and techniques companies are adopting to deal with them.




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Tuesday, March 27, 2012

Private Equity: History, Governance, and Operations (Wiley Finance) For Sale





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Praise for Private Equity

"Private Equity: History, Governance, and Operations is an invaluable guide to understanding the world of private equity investing. Harry Cendrowski and his colleagues have drawn on their extensive experience and expertise to produce a book that is remarkably comprehensive and authoritative."
Robert Larson, Chairman, Lazard Real Estate Partners LLC and Larson Realty Group Managing Director, Lazard Alternative Investments

"Private Equity: History, Governance, and Operations is an essential text for any business/finance professional's library. Applicable to both seasoned private equity gurus and students of the industry, its in-depth analysis of 'Best Practices' is well researched and clearly written."
William Campbell, Managing Director, W.Y. Campbell & Company

"This is an interesting and very well-written book. It not only clearly describes the history and techniques of private equity investing, it also provides a thorough examination of the rarely appreciated relationships among internal control design and operation, corporate governance and sound investment decision-making and management. It is an important contribution to the literature of finance."
Barry Epstein, PhD, CPA, Partner, Russell Novak & Company, LLP, and author of Wiley GAAP 2008, The Handbook of Accounting and Auditing, and Wiley IFRS 2008

"Harry Cendrowski really hits a homerun with his newest book about the private equity (PE) industry. A definitive, authoritative text on the subject, it answered all my questions, plus some, and gave me a complete frame of reference where I now feel well informed on PE. I would recommend this book to anyone connected to the PE industry, business advisors, academics, and business owners."
Parnell Black, MBA, CPA, CVA, Chief Executive Officer, National Association of Certified Valuation Analysts (NACVA)

"The timing could not be better to learn more about the current best practices and governance in the world of private equity. What was once an exclusive asset class reserved for the largest, most sophisticated investors has now become a mainstream alternative investment option for investors of all sizes. Still, many investors do not fully understand how the business works. Private Equity: History, Governance, and Operations endows its readers with an A-to-Z education on this emerging asset class, irrespective of their previous experiences."
Maribeth S. Rahe, President and Chief Executive Officer, Fort Washington Investment Advisors, Inc. & Fort Washington Capital Partners

"As a private equity practitioner in the financial services space, I found this book to be a comprehensive-and comprehendible-resource covering all relevant aspects of the business of private equity. This book provides valuable 'how-to's' for improving the likelihood of having successful portfolio companies, with successful exits. Furthermore, both veteran and prospective PE investors now have a resource available to help them screen PE opportunities that best fit with their risk and return objectives."
Scott B. McCallum, Principal, Resource Financial Institutions Group, Inc.

"For years, private equity has been a misunderstood asset class. Harry Cendrowski's book defines private equity in clear, concise terms. Anyone in the financial world will benefit from the insights, guidelines, and experiences detailed in Private Equity: History, Governance, and Operations."
Bob Clone, Senior Portfolio Manager, Alternative Investments Division, Michigan Department of Treasury




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Monday, March 26, 2012

Internal and External Aspects of Corporate Governance (Routledge Studies in Corporate Governance) For Sale





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An effective system of corporate governance has both internal and external aspects that have to be sufficiently responsive if governance is to succeed. In this book, Ahmed Naciri examines these two core aspects or the latest buzzword in business and management theory.

Internal aspects include ownership structure, the board of directors and committees, internal control, risk management, transparency and financial reporting. External aspects can either be market-oriented, or can take the form of credit ranking, and/or social requirements. Due to the original orientation of the Sarbanes/Oxley Law, concentrating solely on financial disclosure and given its decisive and tremendous influence on all other similar corporate governance legislations all over the world, most writings on corporate governance have dealt with solely internal corporate governance mechanisms. This book aim is to fill up the gap by using a systemic approach and giving a global picture of the corporate governance theoretical foundations, mainly by putting the emphasis on its double dimension: internal and external.






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Sunday, March 25, 2012

No Excuses: A Business Process Approach to Managing Operational Risk For Sale





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No Excuses: A Business Process Approach to Managing Operational Risk Reviews





Product Overview


Why should a company have an operational risk management function and how should it be organized? No Excuses proposes that operational risk should be examined through the business processes, that is, the flows of business. It provides practical, how-to, step-by-step lessons and checklists to help identify and mitigate operational risks in an organization. As well, it shows how operational risk can be directly linked to the process flows of a business for all industries. CEOs, CFOs, COOs, CROs, CIOs, and CAOs will benefit from this innovative book.




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Saturday, March 24, 2012

Operational Risk 2.0: Driving value creation in a post-Basel II era For Sale





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Operational Risk 2.0: Driving value creation in a post-Basel II era Reviews





Product Overview


Operational Risk 2.0 looks beyond the implementation of Basel II, to how op risk executives can use the tools, intelligence and techniques at their disposal to better inform senior management and the board of directors about the challenges they face.

The discipline of operational risk is at a crossroads. Common questions currently asked include: How does the discipline add value to my organisation? What does the advanced measurement approach s modelling techniques say about the op risks my firm is facing? What is the strategic role of operational risk my firm should adopt?

Operational Risk 2.0 is recommended for operational risk professionals assessing the development of both the discipline and their careers. This pioneering guide presents the current thinking on how operational risk will develop and provides you with practical techniques and advice on:

  • Improving data and control self-assessment programmes;
  • The relationship between op risk and an enterprise risk framework;
  • Developing a value-adding op risk governance structure;
  • Taking your firm s AMA to the next evolutionary stage.

It will also help you to follow the lead of firms such as Lloyds TSB, JP Morgan and DBS, who are already embracing the use of improved management concepts and techniques. Real-life case studies help readers relate the concepts discussed to their own experiences and firm structures. Advice and insight from regulatory executives such as the US s FDIC and Germany s Bundesbank are also included.

This multi-contributor book consists of 15 chapters from a wide range of thought-leaders from around the world including Him Chuan Lim, Eric Holmquist, Johannes Voit, Jeremy Quick, and Ashish Dev. Each chapter addresses a particular subject with both theory and practical advice that you will be able to implement in your own firm.

Operational Risk 2.0 represents the logical next step in the evolution of operational risk management as a discipline.






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Friday, March 23, 2012

Finance: Capital Markets, Financial Management, and Investment Management (Frank J. Fabozzi Series) For Sale





Finance: Capital Markets, Financial Management, and Investment Management (Frank J. Fabozzi Series) | | Reviews






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Finance: Capital Markets, Financial Management, and Investment Management (Frank J. Fabozzi Series) Reviews





Product Overview


Created by the experienced author team of Frank Fabozzi and Pamela Peterson Drake, Finance examines the essential elements of this discipline and makes them accessible to a wide array of readers-from seasoned veterans looking for a review to newcomers needing to get their footing in finance.

Divided into four comprehensive parts, this reliable resource opens with a detailed discussion of the basic tools of investing and financing decision-making—financial mathematics and financial analysis. After this informative introduction, you'll quickly become familiar with the three primary areas of finance—capital markets (Part II), financial management (Part III), and investment/asset management (Part IV)?-and discover how these different areas are interconnected.

Finance is a well-rounded guide to this dynamic field. The straightforward insights found here will put you in a better position to understand what the principles of modern finance are and how they can be used to make the right decisions when managing risk and return in today's complex financial environment.




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Thursday, March 22, 2012

Winning at Risk: Strategies to Go Beyond Basel (Wiley Finance) For Sale





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Winning at Risk: Strategies to Go Beyond Basel (Wiley Finance) Reviews





Product Overview


Practical risk and capital management strategies for financial service executives and high level managers

Winning at Risk is a primer for senior executives and directors struggling to interpret the growing demands and implications in this field. It includes valuable perspectives on how to address key issues that are pressing in the boardroom. It is the first book to lay out the basic frameworks of risk management, how to navigate new regulation, how to build a sound risk management capability, and how to translate that capability into strategic success.

  • A must-have management aid and reference tool for the financial services professional
  • Expert coverage of measuring risk, managing risk, integrating risk management into business, and leveraging business excellence through risk
  • Written by a respected thought leader in risk management

Providing CEOs and financial executives with the basic building blocks and concepts of risk management, this essential book simplifies risk management requirements for board and executive level professionals.




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Wednesday, March 21, 2012

Risk Management in Finance: Six Sigma and other Next Generation Techniques (Wiley Finance) For Sale





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Risk Management in Finance: Six Sigma and other Next Generation Techniques (Wiley Finance) Reviews





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Implement next-generation techniques-before disaster strikes—and improve operation risk management

"The recent global economic crisis has brought home the need for realistic operational risk management as an important element of an organization's survival strategy in turbulent times. In Risk Management in Finance Dr. Tarantino and his coauthors provide an operational risk framework for the twenty-first-century organization by culling the state-of-the-arts knowledge on next-generation techniques in financial risk management to forestall major risk management failures. This book represents a landmark contribution in attempting to create a corporate world that is able to cope with major crisis. The book should be on the must read list for all those interested in reforming corporate governance."
Dr. Anwar Shah, Lead Economist and Program Leader, Governance, World Bank Institute

"As operational risk management advances, interest in process-centered risk management has grown. This timely book presents a valuable overview of leading-edge theory and practice."
Simon Wills, Executive Director, Operational Riskdata eXchange Association (ORX), the world's largest banking association for sharing operational loss data




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Tuesday, March 20, 2012

Finance: Capital Markets, Financial Management, and Investment Management (Frank J. Fabozzi Series) For Sale





Finance: Capital Markets, Financial Management, and Investment Management (Frank J. Fabozzi Series) | | Reviews






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Finance: Capital Markets, Financial Management, and Investment Management (Frank J. Fabozzi Series) Reviews





Product Overview


Created by the experienced author team of Frank Fabozzi and Pamela Peterson Drake, Finance examines the essential elements of this discipline and makes them accessible to a wide array of readers-from seasoned veterans looking for a review to newcomers needing to get their footing in finance.

Divided into four comprehensive parts, this reliable resource opens with a detailed discussion of the basic tools of investing and financing decision-making—financial mathematics and financial analysis. After this informative introduction, you'll quickly become familiar with the three primary areas of finance—capital markets (Part II), financial management (Part III), and investment/asset management (Part IV)?-and discover how these different areas are interconnected.

Finance is a well-rounded guide to this dynamic field. The straightforward insights found here will put you in a better position to understand what the principles of modern finance are and how they can be used to make the right decisions when managing risk and return in today's complex financial environment.




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Monday, March 19, 2012

Brink's Modern Internal Auditing: A Common Body of Knowledge For Sale





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Product Overview


Today's internal auditor is responsible for creating higher standards of professional conduct and for greater protection against inefficiency, misconduct, illegal activity, and fraud. Now completely revised and updated, Brink's Modern Internal Auditing, Seventh Edition is a comprehensive resource and reference book on the changing world of internal auditing, including new coverage of the role of the auditor and internal control. An invaluable resource for both the new and seasoned internal auditor, the Seventh Edition provides auditors with the body of knowledge needed in order to be effective.




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Sunday, March 18, 2012

Enterprise Risk Management and COSO: A Guide for Directors, Executives and Practitioners For Sale





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Praise for Enterprise Risk Management and COSO:A Guide for Directors, Executives, and Practitioners

"Enterprise Risk Management and COSO is a comprehensive reference book that presents core management of risk tools in a helpful and organized
way. If you are an internal auditor who is interested in risk management, exploring this book is one of the best ways to gain an understanding of enterprise risk management issues."
Naly de Carvalho, FSA Times

"This book represents a unique guide on how to manage many of the critical components that constitute an organization's corporate defense program."
Sean Lyons, Corporate Defense Management (CDM) professional

"This book provides a comprehensive analysis of enterprise risk management and is invaluable to anyone working in the risk management arena. It provides excellent information regarding the COSO framework, control components, control environment, and quantitative risk assessment methodologies. It is a great piece of work."
J. Richard Claywell, CPA, ABV, CVA, CM&AA, CFFA, CFD

"As digital information continues its exponential growth and more systems become interconnected, the demand and need for proper risk management will continue to increase. I found the book to be very informative, eye-opening, and very pragmatic with an approach to risk management that will not only add value to all boards who are maturing and growing this capability, but also will provide them with competitive advantage in this important area of focus."
David Olivencia, President, Hispanic IT Executive Council

Optimally manage your company's risks, even in the worst of economic conditions.

There has never been a stronger need for sound risk management than now. Today's organizations are expected to manage a variety of risks that were unthinkable a decade ago. Insightful and compelling, Enterprise Risk Management and COSO reveals how to:

  • Successfully incorporate enterprise risk management into your organization's culture

  • Foster an environment that rewards open discussion of risks rather than concealment of them

  • Quantitatively model risks and effectiveness of internal controls

  • Best discern where risk management resources should be dedicated to minimize occurrence of risk-based events

  • Test predictive models through empirical data






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Saturday, March 17, 2012

Accounting Information Systems and Internal Control For Sale





Accounting Information Systems and Internal Control | | Reviews






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Product Overview


Accounting Information Systems and Internal Control provides comprehensive approaches to the design and evaluation of internal control systems. In doing so, it covers both the traditional process approach that focuses on individual organizational processes, and a contemporary typology approach that focuses on different types of organizations as unique combinations of organizational processes. In both approaches and throughout the text, IT is considered an integral part and enabler of internal control.

 The second edition of Accounting Information Systems and Internal Control:

  •  Places internal control in the context of other related disciplines.
  • Discusses contemporary developments in the field of internal control.
  • Explores the relationship between internal control and management control as means to achieve organizational control.
  • Examines the dynamics of internal control and IT.
  • Provides tools and techniques for documenting and evaluating internal control systems.
  • Discusses the process approach to designing and evaluating internal control systems.
  • Introduces the contemporary typology approach to designing and evaluating internal control systems, focusing on internal controls that are applicable in various types of organization, including trade, production, service (including knowledge intensive firms and telecoms), financial industry and governmental organizations.
  • Illustrates practical internal control issues using articles from several major international newspapers such as the Financial Times, the Guardian, The New York Times and the Washington Post.
Accounting Information Systems and Internal Control has been written for students in Accounting Information Systems and Internal Control courses at advanced undergraduate, graduate and postgraduate levels. A website accompanies the book and provides case studies, PowerPoint slides, an instructor’s manual together with questions and answers: www.wileyeurope.com/college/vaassen




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Friday, March 16, 2012

The Basics of Finance: An Introduction to Financial Markets, Business Finance, and Portfolio Management (Wiley Desktop Editions) For Sale





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Product Overview


An introductory guide to the world of finance

The Basics of Finance is an accessible book for those who want to gain a better understanding of this field, but lack a strong business background. It covers essential concepts, tools, methods, and strategies in finance without delving too far into theory.

Written by the experienced author team of Frank Fabozzi and Pamela Peterson Drake, this reliable resource discusses everything from financial instruments and markets to portfolio management techniques, understanding and analyzing financial statements, and different types of corporate financial strategy, planning, and policy.

  • Explores, in a basic way, topics such as cash flow analysis, asset valuation, capital budgeting, and derivatives
  • Provides a solid foundation in the field of finance, which you can quickly build upon
  • Explains concepts in various areas of finance without getting too complicated

The Basics of Finance offers essential guidance on financial markets and institutions, corporate finance, portfolio management, risk management, and much more. If you're looking to learn more about finance, this is the best place to start.




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Thursday, March 15, 2012

Accounting Information Systems: Controls and Processes For Sale





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Product Overview


Master the technological tools of today's accounting profession

In your grandfather's day, the ledger book was the accountant's bible. Today, technology is king. From simple programs such as UBS and MYOB to complex enterprise-level systems, accounting systems play a critical function in maintaining accounting data and administering internal controls in any organization. Any aspiring accountant must fully grasp how information systems work, what their capabilities are, and their incorporation into a company's business processes and internal controls.

Stressing simplicity and accessibility while avoiding confusing jargon, Accounting Information Systems: The Processes and Control introduces you in simple and clear language to the technology utilized by accountants. Using simple process maps, document flowcharts, and data flow diagrams, this comprehensive yet easily comprehended book defines business processes and explains the foundational concepts of accounting information systems (AIS). It goes on to give you a solid understanding of:
* The proper control environment for overseeing and controlling processes
* Ethics and fraud prevention, corporate and IT governance, and auditing procedures, including the COSO framework and the Trust Principles
* Business processes--from revenue and cash collection to expenditure and administrative--and the internal controls in organizations
* The hardware, software, and systems that support the business processes

Offering real-world examples, helpful screen captures, exercises, and other features designed to enhance your mastery of the material, this book prepares you for working with the accounting information systems that are so essential to the profession today.




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Wednesday, March 14, 2012

Information Security Risk Management for ISO27001 / ISO27002 For Sale





Information Security Risk Management for ISO27001 / ISO27002 | | Reviews






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Product Overview


Expert guidance on planning and implementing a risk assessment and protecting your business information. In the knowledge economy, organisations have to be able to protect their information assets. Information security management has, therefore, become a critical corporate discipline. The international code of practice for an information security management system (ISMS) is ISO27002. As the code of practice explains, information security management enables organisations to ensure business continuity, minimise business risk, and maximise return on investments and business opportunities . ISMS requirements The requirements for an ISMS are specified in ISO27001. Under ISO27001, a risk assessment has to be carried out before any controls can be selected and implemented, making risk assessment the core competence of information security management. This book provides information security and risk management teams with detailed, practical guidance on how to develop and implement a risk assessment in line with the requirements of ISO27001. International best practice Drawing on international best practice, including ISO/IEC 27005, NIST SP800-30 and BS7799-3, the book explains in practical detail how to carry out an information security risk assessment. It covers key topics, such as risk scales, threats and vulnerabilities, selection of controls, and roles and responsibilities, and includes advice on choosing risk assessment software. Benefits to business include: * Stop the hacker. With a proper risk assessment, you can select appropriate controls to protect your organisation from hackers, worms and viruses, and other threats that could potentially cripple your business. * Achieve optimum ROI. Failure to invest sufficiently in information security controls is penny wise, pound foolish , since, for a relatively low outlay, it is possible to minimise your organisation s exposure to potentially devastating losses. However, having too many safeguards in place will make information security system expensive and bureaucratic; so without accurate planning your investment in information security controls can become unproductive. With the aid of a methodical risk assessment, you can select and implement your information security controls to ensure that your resources will be allocated to countering the major risks to your organisation. In this way, you will optimise your return on investment. * Build customer confidence. Protecting your information security is essential if you want to preserve the trust of your clients and to keep your business running smoothly from day to day. If you set up an ISMS in line with ISO27001, then, after an assessment, you can obtain certification. Buyers now tend to look for the assurance that can be derived from an accredited certification to ISO27001 and, increasingly, certification to ISO27001 is becoming a prerequisite in service specification procurement documents. * Comply with corporate governance codes. Information security is a vital aspect of enterprise risk management (ERM). An ERM framework is required by various corporate governance codes, such as the Turnbull Guidance contained within the UK s Combined Code on Corporate Governance, and the American Sarbanes-Oxley Act (SOX) of 2002, and standards such as ISO310000. As the authors point out, Just because a threat has not occurred yet does not mean that it never will .




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Tuesday, March 13, 2012

Information Technology Risk Management in Enterprise Environments: A Review of Industry Practices and a Practical Guide to Risk Management Teams For Sale





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Product Overview


  • Discusses all types of corporate risks and practical means of defending against them.
  • Security is currently identified as a critical area of Information Technology management by a majority of government, commercial, and industrial organizations.
  • Offers an effective risk management program, which is the most critical function of an information security program.





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Monday, March 12, 2012

Enterprise Risk Management and COSO: A Guide for Directors, Executives and Practitioners For Sale





Enterprise Risk Management and COSO: A Guide for Directors, Executives and Practitioners | | Reviews






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Enterprise Risk Management and COSO: A Guide for Directors, Executives and Practitioners Reviews





Product Overview


Praise for Enterprise Risk Management and COSO:A Guide for Directors, Executives, and Practitioners

"Enterprise Risk Management and COSO is a comprehensive reference book that presents core management of risk tools in a helpful and organized
way. If you are an internal auditor who is interested in risk management, exploring this book is one of the best ways to gain an understanding of enterprise risk management issues."
Naly de Carvalho, FSA Times

"This book represents a unique guide on how to manage many of the critical components that constitute an organization's corporate defense program."
Sean Lyons, Corporate Defense Management (CDM) professional

"This book provides a comprehensive analysis of enterprise risk management and is invaluable to anyone working in the risk management arena. It provides excellent information regarding the COSO framework, control components, control environment, and quantitative risk assessment methodologies. It is a great piece of work."
J. Richard Claywell, CPA, ABV, CVA, CM&AA, CFFA, CFD

"As digital information continues its exponential growth and more systems become interconnected, the demand and need for proper risk management will continue to increase. I found the book to be very informative, eye-opening, and very pragmatic with an approach to risk management that will not only add value to all boards who are maturing and growing this capability, but also will provide them with competitive advantage in this important area of focus."
David Olivencia, President, Hispanic IT Executive Council

Optimally manage your company's risks, even in the worst of economic conditions.

There has never been a stronger need for sound risk management than now. Today's organizations are expected to manage a variety of risks that were unthinkable a decade ago. Insightful and compelling, Enterprise Risk Management and COSO reveals how to:

  • Successfully incorporate enterprise risk management into your organization's culture

  • Foster an environment that rewards open discussion of risks rather than concealment of them

  • Quantitatively model risks and effectiveness of internal controls

  • Best discern where risk management resources should be dedicated to minimize occurrence of risk-based events

  • Test predictive models through empirical data






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Sunday, March 11, 2012

Organized Uncertainty: Designing a World of Risk Management For Sale





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Product Overview


Since the mid-1990s risk management has undergone a dramatic expansion in its reach and significance, being transformed from an aspect of management control to become a benchmark of good governance for banks, hospitals, schools, charities and many other organizations. Numerous standards for risk management practice have been produced by a variety of transnational organizations. While these many designs and blueprints are accompanied by ideals of enterprise, value production, and good governance, it is argued that the rise of risk management has also coincided with an intensification of auditing and control processes. The legalization and bureacratization of organizational life has increased because risk management has created new demands for proof and evidence of action. In turn, these demands have generated new risks to reputation.

In short, this important book traces the rise of the managerial concept of risk and the different logics and values which underpin it, showing that it has much less to do with real dangers and opportunities than might be thought, and more to do with organizational accountability and legitimacy.




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Saturday, March 10, 2012

Auditing for Managers: The Ultimate Risk Management Tool For Sale





Auditing for Managers: The Ultimate Risk Management Tool | | Reviews






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Auditing for Managers: The Ultimate Risk Management Tool Reviews





Product Overview


At a time when many organizations are cutting their internal auditing departments, it's imperative that every manager understands the fundamentals of internal audits. This book is designed as a corporate resource to help managers and their teams set standards for self-auditing, risk management, compliance review, and formal disclosure reporting. Readers will learn proven, effective techniques for performing reliable and defensible audit reviews to ensure compliance with regulations and standards.




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Friday, March 9, 2012

Auditing for Managers: The Ultimate Risk Management Tool For Sale





Auditing for Managers: The Ultimate Risk Management Tool | | Reviews








Product Overview


At a time when many organizations are cutting their internal auditing departments, it's imperative that every manager understands the fundamentals of internal audits. This book is designed as a corporate resource to help managers and their teams set standards for self-auditing, risk management, compliance review, and formal disclosure reporting. Readers will learn proven, effective techniques for performing reliable and defensible audit reviews to ensure compliance with regulations and standards.




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Thursday, March 8, 2012

Under Control: Governance Across the Enterprise For Sale





Under Control: Governance Across the Enterprise | | Reviews








Product Overview


With the economic crisis that began in 2008, a long-standing trend toward increased regulation is becoming a flood. The clamor for improved enterprise risk management and the complexity of multinational compliance present executives with a dramatically new array of challenges.

Governance should offer solutions, but it is clear that yesterday’s governance practices aren’t up to the task. In both design and implementation, they are too disconnected and incomplete to fully address our complex compliance and risk management puzzle. Executives get only fragmented views of their true business performance, and inefficiencies drive up costs.

The consequences of inadequate governance were demonstrated in the economic meltdown of 2008. As the world struggles to recover from that crisis, business is now faced with a confusing array of evolving regulations, the challenge of managing compliance across multinational organizations and a new imperative for risk management that is coordinated across the enterprise. It’s clear that yesterday’s governance practices don’t meet today’s need for centralized controls, integrated compliance and risk management and greater transparency. The need for organizations to change—and change now—is clear.

Under Control captures decades of business governance experience from many of the leading authorities at CA, Inc. This book sets out not only to explain the essential challenges of effective business governance, but to help you build solutions for your organization based on lessons learned at CA from its customers and in its own corporate structure.

From governing the organization’s policies as a whole instead of in silos, to a department-by-department look at the role and impact of governance, to governing your green initiatives, to the role of the board of directors, to the importance of risk management, this book lays out some of the strategies and processes that may help your organization manage its risk and regulatory requirements.

It is clear that the governance standards in the past were inadequate, and that risks have not been properly assessed or understood. This book is a first step in solving this problem so that your organization is prepared and able to respond and thrive in today’s rapidly evolving environment.

Under Control is the first book published in the new CAPress imprint, a joint publishing program between Apress and CA Inc.

“One of the defining factors of the first decade of the 21st century has been the increase of regulation and governance. To explain these trends, and the various best practices for ensuring governance, enterprise IT management solutions provider CA Inc. enlisted more than a dozen subject matter experts from its ranks to contribute content. The resulting book explores the need for broad governance, different areas where governance is important, and various ways for organizations to manage and implement compliance, including IT governance, project portfolio management, information governance and sustainability management. The book, while largely vendor-neutral, draws on CA's experience creating governance solutions as well as managing its own governance issues.”
Aaron Smith, Projects@Work

Table of Contents

  1. The Rise of Governance
  2. Governance Today
  3. Policy Management
  4. Risk Management
  5. Risk Governance and the Board of Directors
  6. Governance of Risk and Compliance
  7. IT Governance, Risk, and Compliance
  8. Governance and Portfolio Management
  9. The Regulatory Environment
  10. Governance and Finance
  11. Information Governance
  12. Governance and Sustainability





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Wednesday, March 7, 2012

Risk Assessment for Mid-Sized Companies: Tools for Developing a Tailored Approach to Risk Management For Sale





Risk Assessment for Mid-Sized Companies: Tools for Developing a Tailored Approach to Risk Management | | Reviews








Product Overview


Organizations often struggle with the concept of enterprise risk management, or ERM. Addressing risk is a critical element in surviving today's challenging economic environment. The heart of ERM is the risk assessment process that has evolved from the COSO framework. For the CPA or CFO who is familiar with the COSO standards, Risk Assessment for Mid-Sized Companies transforms those standards into actionable ERM processes.



This toolkit offers practical examples and explanations that lay out a clearly defined framework for approaching enterprise risk management from start to finish. It helps you identify risk at the entity level in small and medium size enterprises, and it allows you to develop a tailored approach to an organization's risk management requirements.



The toolkit contains a book featuring tightly written strategies and helpful diagrams that translate COSO guidelines into tactical plans, plus a DVD with:

· A set of Excel worksheets that show how following the ERM tactics will impact quantitative financial measurements

· A PowerPoint presentation for training staff that are involved in the ERM process

· A thirty minute video for building awareness among staff

· A PDF of the book content to use with your ERM steering/working group



Together this approach will allow you to create a solid structure for a risk management process that helps you avoid the internal and external risks that damaged so many organizations in the recent past. You will be able to:


· Create a common language to define, identify, evaluate, and manage risk


· Establish and agree on risk tolerances and risk appetite


· Identify risk management expectations, current gaps, and risk owners


· Leverage cross-functional expertise to manage risk to within acceptable levels




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Tuesday, March 6, 2012

Using COSO's ERM framework.(enterprise risk management)(Committee of Sponsoring Organizations of the Treadway Commission): An article from: Strategic Finance For Sale





Using COSO's ERM framework.(enterprise risk management)(Committee of Sponsoring Organizations of the Treadway Commission): An article from: Strategic Finance | | Reviews








Product Overview


This digital document is an article from Strategic Finance, published by Institute of Management Accountants on June 1, 2009. The length of the article is 559 words. The page length shown above is based on a typical 300-word page. The article is delivered in HTML format and is available immediately after purchase. You can view it with any web browser.

Citation Details
Title: Using COSO's ERM framework.(enterprise risk management)(Committee of Sponsoring Organizations of the Treadway Commission)
Author: Lance A. Thompson
Publication:Strategic Finance (Magazine/Journal)
Date: June 1, 2009
Publisher: Institute of Management Accountants
Volume: 90 Issue: 12 Page: 25(1)

Distributed by Gale, a part of Cengage Learning




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Monday, March 5, 2012

COSO Enterprise Risk Management: Establishing Effective Governance, Risk, and Compliance (GRC) Processes (Wiley Corporate F&A) For Sale





COSO Enterprise Risk Management: Establishing Effective Governance, Risk, and Compliance (GRC) Processes (Wiley Corporate F&A) | | Reviews








Product Overview


A fully updated, step-by-step guide for implementing COSO's Enterprise Risk Management

COSO Enterprise Risk Management, Second Edition clearly enables organizations of all types and sizes to understand and better manage their risk environments and make better decisions through use of the COSO ERM framework. The Second Edition discusses the latest trends and pronouncements that have affected COSO ERM and explores new topics, including the PCAOB's release of AS5; ISACA's recently revised CobiT; and the recently released IIA Standards.

  • Offers you expert advice on how to carry out internal control responsibilities more efficiently
  • Updates you on the ins and outs of the COSO Report and its emergence as the new platform for understanding all aspects of risk in today's organization
  • Shows you how an effective risk management program, following COSO ERM, can help your organization to better comply with the Sarbanes-Oxley Act
  • Knowledgeably explains how to implement an effective ERM program

Preparing professionals develop and follow an effective risk culture, COSO Enterprise Risk Management, Second Edition is the fully revised, invaluable working resource that will show you how to identify risks, avoid pitfalls within your corporation, and keep it moving ahead of the competition.




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Sunday, March 4, 2012

New Frontiers in Enterprise Risk Management For Sale





New Frontiers in Enterprise Risk Management | | Reviews








Product Overview


This book provides introductory material about enterprise risk management, and the role of risk in decision making. It presents enterprise risk management from perspectives of finance, accounting, insurance, supply chain operations, and project management. Technology tools are addressed, to include financial models of risk as well as accounting aspects using data envelopment analysis, neural network tools for credit risk evaluation, and real option analysis applied to information technology outsourcing. Three chapters present enterprise risk management experience in China, to include banking, chemical plant operations, and information technology.




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